CS Executive Important Questions For SEBI DEC 2014 Please make - TopicsExpress



          

CS Executive Important Questions For SEBI DEC 2014 Please make sure that you all study them Properly as 50 to 60 % Paper will be from these questions only 1.Powers and Role of SEBI 2.Relation between securities market and economic growth 3.Composition of SEBI and SAT 4.Distinguish between Commercial 5.Paper and Certificate of Deposit 6.Money market mutual funds 7.Short notes on tracking stocks and disaster bonds 8.What do mean by participatory notes ? 9.Short notes on ETFs, Hedge Funds & Fund of Funds 10.Short note on Secured premium notes and derivatives 11.Different kinds of bonds 12. Standard credit rating symbols 13.Short note on rating process 14.Factors considered by rating agencies for rating -15.Short note on Merchant Bankers, RTAs and SROs 16.Obligations of Stock brokers and sub brokers 17.Obligations of the intermediaries under the Prevention of M L d i A Money Laundering Act 18.Obligations of underwriters and portfolio managers 19.Recognition of Stock Exchanges 20.Application for listing of securities to SEs 21.Demutualisation of Stock Exchanges 22.Trading & Settlement Mechanism and STP 23.Market abuse mechanisms 24.Obligations under Cl. 49 of 25.Listing Agreement 26.Different types of Mutual funds 27.Short note on Asset Management Company 28.Advertisement Code of Mutual Funds 29.Short notes on Foreign Venture capital investors 30.Short note on Collective Investment Scheme 31.Securities not available for buy back 32.Buy back of shares from non- resident shareholders 33.Buy back through book building process 34.Benefits of the depository system 35.Internal audit of operations of depository participants 36.Rights and obligations of the depository participant 37.Green Shoe Option 38.Different types of book building processes 38.Short note on Employee Stock Option Scheme 39.Short note on reservation on competitive basis -40.Short note on -Fast Track Issues -Requirements of preferential allotment -Various types of debt market instruments -Debt market intermediaries -Short note on listing of debt securities -Short note on FCCBs and ECBs -Short notes on Road shows -Procedure for making issue of IDRs -Legal framework for investor protection in India -Who is an Ombudsman Hope they are helpful
Posted on: Sun, 07 Sep 2014 17:51:22 +0000

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