Compliance Analyst in Boston, MA at John Hancock Compliance Analyst-1304773 Description John Hancock’s U.S. Compliance Department (USC) is housed under the U.S. Law Department and manages our U.S. Operation’s Compliance Management, the Ethics Program, Anti-Money Laundering / Anti-Terrorism and Market Conduct programs. These programs are critical in ensuring that U.S. Operations continues meeting regulatory requirements. Key Focus: The Compliance Analyst will support these various activities and will gain a well-rounded understanding of the critical functions of the US Compliance Department. Responsibilities: Coordinate the US Compliance department’s business continuity plan Participate in the assessment, implementation, and monitoring of market conduct practices. Provide support to the US Compliance department by monitoring business unit reviews, reporting, and responding to Anti-Money Laundering inquiries. Participating in special projects related to records management. Respond to regulatory requests by tracking and recording regulatory findings. Follow up on open test findings to ensure implementation of any compliance recommendations. Participate in managing the Ethics program. Collaborate with senior management and various business units across John Hancock. Qualifications: At least 1 year of work experience in a compliance role, preferably within the financial services industry. Excellent research and analytical skills. Exposure to business continuity procedures is a plus Strong interpersonal and communication skills Understanding of compliance rules and regulations, market conduct issues and U.S. Operation’s structure and programs is advantageous. Demonstrated proficiency with Microsoft Suite.
Posted on: Fri, 08 Nov 2013 21:32:46 +0000
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