Dear Candidate, Greetings for the day!!! Let me take this opportunity to introduce Corporate Ladder. We are one of the most dynamic and fast growing IT Staffing, Development and Solutions Company in India. Corporate Ladder always responded to the ever-changing business dynamics. Aiming high to scale dizzier heights. We have an opening With our Clients, which is just right for you. It is a permanent Employment I am sure we will meet your expectations and together we will move towards a magnificent future. We have an urgent requirement for our Client for the Position of Compliance Location :Mumbai PFB JD: Experience between 1-3 years. Need Compliance experience with KYC, AML & comfortable with flexible shift timings.Shift timings would be any 9 hours between 6.00 am - 12.30 am . NO TRANSPORT . Need ASAP joining JOB PURPOSE To register clients in compliance with CDs AML policies & procedures. To maintain clients records in accordance to CDs data protection policy. To assist in a wide variety of compliance/administration duties to ensure CD complies with AML regulations at all time. KEY JOB FUNCTIONS for which this position is held accountable. To register all new clients in accordance to CDs compliance procedures. To fully understand the process registration for private clients. To complete urgent registrations (face to face or wanting to trade) within the agreed time scale (10 minutes turn around) To fully understand the registration process for corporate clients/ Ltds. Plcs, Sole traders, LLP, unregistered partnerships or charities To fully understand the registration process for affiliate clients. To answer any registration queries within CDs compliance procedures. To contact clients when certified copies of ID are required and or other documentation is needed To convert into a trading client only AML compliant clients. To carry out client records checks to ensure that none of our clients are on the Bank of England Sanctions List through Complicheck. Reporting Red high risk clients to the head of compliance. To maintain accurate records with regards to DP opt out instructions from client To answer telephone enquiries in an efficient, courteous & timely manner. To provide clear and simple information to clients, either corporate, individuals or affiliates. To authorise third party payments in To authorise third party mandates To register, assign and make all require changes to all registrations either individual, corporate or affiliate. To authorise regular direct transfers To be able to provide clear guidance to all staff and clients on matters related to: registrations of private, corporate and affiliate, document certification, third party payments and mandate. To carry out client account investigation and/or audits as assigned by the head of Compliance. To maintain be fully aware of his/her legal obligations under the anti money laundering regulations & data Protection. To monitor clients from their registration and to report any suspicious or questionable registrations to the head of compliance. To ensure that contracts conform to AML obligations (Third Party Payments). To work as a part of CD team. Performs related duties as required. PERFORMANCE MEASUREMENTS 1. All clients registered is comply with AML procedures 2. All authorised third party payments are in compliant with AML procedures 3. AML verification has been carried out for all CD client transactions. 4. Regular direct transfers authorisation is compliant with CD procedures 5. Clients and employees enquiries are answered clearly and accurately QUALIFICATIONS & SKILLS Education/ Certification: University Degree or equivalent years of experience Required Knowledge: Excellent knowledge of AML procedures Experience Required: Previous Compliance experience Previous reconciliation experience Skills/ Abilities: Accuracy and attention to detail Excellent verbal and writing communication skills Able to manage, organise, coordinate, Able to understand, listen and tactically resolve any possible client or employee queries Able to use all related hardware and software Ability to conduct teams briefs Time management skills Able to keep calm when working under pressure Note: If this requirement interests you and you would like to explore this opportunity, please mail us your updated resume in Word Format and also provide us the following information:- Please feel free to forward this mail to any of your friends or colleagues who may be interested in this position. Looking forward to hearing from you. * Please fill the Details given Below: 1. Present salary: 2. Expected Salary: 3. Total work experience: 4. Relevant Experience: 5. Current location: 6. Notice period(Preferred asap) 7. Reason for Change? Thanks & Regards, Ruchi Parakh Corporate Ladder - A Talent Management Company 26/27 Matruchayya building, Near Railway Station,M.G Road, Mulund (west), Mumbai -400 080. Cell : +91 9004504666 E-mail : [email protected] Web : corporateladder.in
Posted on: Sun, 29 Jun 2014 07:10:33 +0000
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