SEC Asset Management Supervision: Transition Planning - SEC Asset - TopicsExpress

SEC Asset Management Supervision: Transition Planning - SEC Asset Management Supervision: Transition Planning In light of a recent announcement by SEC Chair Mary Jo White that the SEC plans to increase supervision of asset managers, Oyster Consulting has been providing a series of blogs on ways firms can mitigate risks, evaluate their services, and ensure policies and procedures are in place to protect their clients and themselves. While her focus was on large firms, it... ow.ly/2TTHI2

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