Article 8. The SEs’ content of securities transactions supervision 1. The SEs implement supervision aiming to prevent and detect transactions and acts which violating law on securities transaction, including: a. Acts of using inside information for securities transaction; b. Transactions manipulating market; c. Other violations in securities transaction as prescribed by law on handling of administrative violation in securities and securities market and other relevant law provisions. 2. To supervise transaction and information disclosure relating to transactions of securities listed, registered transaction at securities transaction floors of organizations listed securities, organizations registered securities transaction, securities companies, securities investment fund management companies, public securities investment funds, securities investment companies, major shareholders, investors owning 5% or more than of fund certificates of a closed-form public fund, internal shareholders, internal investors of closed-form public funds and relevant persons, persons authorized for information disclosure and individual investor in accordance with current regulations.
Posted on: Sun, 07 Jul 2013 02:41:31 +0000
Trending Topics
Recently Viewed Topics
© 2015