Legal and Compliance Manager ADV-141006006 Responsibilities: -To review sales materials, marketing materials and product documents produced by the Company or sales force; and ensure that all these documents comply with the Business Code of Conduct, internal requirements, and all statutory and regulatory requirements. -To provide compliance advice: -To provide advice & guidance on regulatory/compliance issues to staff / sales forces. -To provide advice in regular meetings for product development. -To provide advice with respect to new business initiatives and assigned projects. -To assist in implementation of new laws and regulatory requirements. -To prepare, review and update the Company’s compliance policies, procedures, guidelines, manuals and handbooks. -To provide compliance training to staffs / sales force on compliance issues; and to prepare, review and update the relevant training materials. -To handle ad-hoc projects. Requirements: -Degree holder with major in Law, Accounting, Finance or related discipline; an insurance related qualification will be an advantage Minimum of 7 years experience in Compliance or Audit in life insurance companies or banks. -Good knowledge of life insurance, general insurance, and investment products -Good knowledge of regulatory requirements, life insurance operations and agency administration -Good in both written and spoken English and Chinese hk.jobsdb/HK/en/Search/JobAdSingleDetail?jobsIdList=100003003198365 Information collected will be treated in strictly confidential and only be used for recruitment related purposes. If you are interested in this position, please PM or comment.
Posted on: Mon, 06 Oct 2014 08:00:29 +0000