What is the Stockbroker ? Licensed agent who has to pass - TopicsExpress

What is the Stockbroker ? Licensed agent who has to pass certain qualifying tests to be certified to offer securities investment advice to investors. He or she may : (1) counsel what and when to buy, (2) counsel whether to hold or sell securities, (3) execute buy-sell orders on behalf of the investors, and (4) charge a percentage of the transaction amount as brokerage fee for the services rendered. Also called registered representative.

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